Tactical Asset Allocation: Another Wall St. Ripoff

 (waitscm)

Some investors look to tactical asset allocation to protect them when markets get rough. However, recent evidence from Morningstar (MORN) shows that many TAA funds fail to provide adequate protection.

The objective of TAA is to provide better-than-benchmark returns with potentially lower volatility by shifting asset-class allocations, depending on projected returns. For example, a fund benchmarked against a 60 percent S&P 500 Index/40 percent Barclays Capital Aggregate Bond Index might shift to 5 percent S&P 500/50 percent Barclays Aggregate/45 percent cash if the manager thought a bear market was coming.

In reality, TAA is just a fancy name for market timing, not to mention a chance for money managers to charge higher fees. Proponents claim that it can be especially valuable in bear markets, or periods of high volatility. Unfortunately, the evidence suggests that allowing managers to zig and zag is actually a disadvantage.

In its most recent issue of "Morningstar Advisor," the investment researcher updated an earlier study on TAA funds that showed that 70 percent of funds underperformed the Vanguard Balanced Index Fund (VBINX). Did the rough markets we saw last year give TAA funds a chance to redeem themselves? Apparently not. Again using VBINX as the benchmark, Morningstar found:

Bottom line: TAA fund investors incurred heavy fees because of the active management, and returns were poor. In short, we have another game where the winners are product purveyors, not investors.

Photo courtesy of waitscm on Flickr.

>> View all articles

Larry Swedroe is a principal and the director of research for The Buckingham Family of Financial Services, comprised of Buckingham Asset Management, LLC, BAM Risk Management, LLC and BAM Advisor Services, LLC (and its network of independent registered investment advisor firms). He has authored or co-authored 10 books, including his most recent, The Quest For Alpha. Follow him on Twitter at http://twitter.com/larryswedroe. His opinions and comments expressed on this site are his own and may not accurately reflect those of the firm.

If you believe this comment is offensive or violates the CBSNews.com Terms of Use, you can report it below (this will not automatically remove the comment). Once reported, our staff will be notified and the comment will be reviewed.

Select type of offense:

Offensive: Sexually explicit or offensive language

Spam: Advertisements, commercial links, or repetitive posts

Disruptive posting: Flaming or offending other users

Illegal activities: Promote cracked software, or other illegal content

Off-topic: Commentary unrelated to the storyline

Comments (optional):

E-mail this to:

Your e-mail address:

Note: Your e-mail address is used only to let the recipient know who sent the e-mail and in case of transmission error. Neither your address nor the recipients's address will be used for any other purpose.

Add your own personal message: (Optional)

post

Mar 06, 2012

Stories More »

Videos More »

"CBS This Morning," anchored by Charlie Rose, Gayle King and Erica Hill, airs weekdays from 7 to 9 a.m. ET and at the same time in other time zones. Learn more...

Read Full Article »


Comment
Show comments Hide Comments


Related Articles

Market Overview
Search Stock Quotes